πŸ‡ΊπŸ‡Έ

United States: Key Takeaways From SEC Proposal On Advertising And Cash Solicitation Rules - Kramer Levin Naftalis & Frankel LLP

Credit: Mondaq- Published 5 days ago
The Securities and Exchange Commission (the SEC) proposed amendments to the rules that govern advertising and cash solicitation by investment advisers.
Advertisement

You are here

Recent related news from verified sources

On Nov. 25, the Securities and Exchange Commission (SEC) voted 5-0 to propose or repropose new rules revamping the framework for permissible use of derivatives...
1 week ago • Mondaq

You might like